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10 Oct 2009, 2:36 pm
The complaint alleged that Franklin illegally traded on the inside information for two hedge funds he managed, Lyford Cay Capital, LP and Q Capital, and in his personal accounts. [read post]
22 Apr 2024, 1:11 pm by Kevin LaCroix
Private equity firms and their sponsored funds are not signatories to a portfolio company’s registration statements or prospectuses. [read post]
The five units will be as follows: The Asset Management Unit to focus on investment advisers, investment companies, hedge funds and private equity funds; The Market Abuse Unit to focus on large-scale market abuses and complex manipulation schemes by institutional traders, market professionals and others; The Structured and New Products Unit to focus on complex derivatives and financial products, such as credit default swaps, collateralized debt obligations and other… [read post]